FINRA Awards for Grove Point Investments

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02874	05/24/2024	Claimant(s): Ronald Hoyle Claimant Lawyers(s): Peter Lindholm Respondent(s): Grove Point Investments, J.W. Cole Financial. Respondent Lawyers(s): Gregg J. Breitbart, Matt Winterhalter Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL
23-02529	03/14/2024	Claimant(s): Peter Blok Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Grove Point Investments Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Louis P. Wagman, Leo J. Karwejna, Thomas R Nathan Hearing Site: Philadelphia, PA
22-02848	09/01/2023	Claimant(s): William Young Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Grove Point Investments, United Brokerage Services Respondent Lawyers(s): Matt Winterhalter, Michael Earl Arbitrator(s): Kurt Matthew Schwartz, Michael James Malone, Clinton Barkdoll Hearing Site: Washington, DC
21-00546	10/15/2021	Claimant(s): Kristina Connell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Grove Point Investments Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Linda J. Baer Hearing Site: Wilmington, DE