Potomac Analytics' Logo

FINRA Awards for Elliot Berman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0178311/26/2018Claimant(s): Peter Schwartz
Claimant Lawyers(s): Peter Augustine Schwartz
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Michael S. Hanan
Arbitrator(s): Elliot Berman, Marion F. Posner, Candi Marie Halbert
Hearing Site: New York, NY
07-0219106/29/2009Claimant(s): First Empire Securities.
Claimant Lawyers(s): Martin H. Kaplan
Respondent(s): Lawrence Miele
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): J. Julie Jason, Aaron Tyk, Elliot Berman
Hearing Site: New York, NY

2 Results

Display: