Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-00553 | 10/07/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Roman Reed, Victor Barrionuevo Respondent Lawyers(s): Paul D. Flack Arbitrator(s): Thomas A. Cipolla, Bertrand C. Moser, Marjorie C. Johnson Hearing Site: Houston, TX | ||
| 09-06020 | 03/07/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Donald R. Littlefield Respondent(s): William Livingston Coster Respondent Lawyers(s): Leonard J. Meyer Arbitrator(s): Maxel (Bud) B. Silverberg, Juanita D. McKethan, Marjorie C. Johnson Hearing Site: Houston, TX | ||
| 09-03366 | 09/02/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin A. Goldberg Respondent(s): Angela Roark Respondent Lawyers(s): Angela M. Roark Arbitrator(s): Bertrand C. Moser, Arno C. Schwethelm, Marjorie C. Johnson Hearing Site: Houston, TX |