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FINRA Awards for William A. Hohauser

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0307308/14/2014Claimant(s): Juan Colon-Collazo
Claimant Lawyers(s): Juan Rafael Colon-Collazo
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William Hohauser
Arbitrator(s): Julian F. Santos, Linda G. March, John Herbert Grefe
Hearing Site: New York, NY
07-0341807/01/2009Claimant(s): Robert Knox
Claimant Lawyers(s): Craig H. Howe
Respondent(s): Zions Bancorporation., Zions Direct., Zions First National Bank
Respondent Lawyers(s): J. Benjamin King, Richard Janvey
Arbitrator(s): William A. Hohauser, John J. Duval, Henry C. Malon
Hearing Site: New York, NY

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