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FINRA Awards for HD Vest Investment Services

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0049008/16/2018Claimant(s): HD Vest Investment Services
Claimant Lawyers(s): Paul S. Magy
Respondent(s): Brian Royster
Respondent Lawyers(s): Brian Lamont Royster
Arbitrator(s): William Joseph Caprathe
Hearing Site: Detroit, MI
18-0099707/24/2018Claimant(s): John Vento
Claimant Lawyers(s): Michael Bessette
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY

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