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FINRA Awards for Michael Rice

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0149103/29/2024Claimant(s): Michael Rice
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok
Arbitrator(s): Peter E. Gillespie
Hearing Site: New York, NY

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