FINRA Awards for UBS Financial Services Inc. Of PR

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Displaying 51-60 out of 101 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-03240	05/18/2021	Claimant(s): Xavier Aguayo Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
20-02458	05/07/2021	Claimant(s): Orlando Perez, Viviana Perez Cordero Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
20-00858	03/15/2021	Claimant(s): William Serralles Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Seth L. Finkel Hearing Site: San Juan, PR
20-03657	03/12/2021	Claimant(s): Jose Chaves Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
20-02248	03/09/2021	Claimant(s): Karen Vargas Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey Medina Velez Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR
20-01856	02/18/2021	Claimant(s): RICARDO EBOLI-KODESH Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
20-02264	01/25/2021	Claimant(s): Angel Canabal Claimant Lawyers(s): Sonia M. Lopez del Valle Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
20-01217	12/11/2020	Claimant(s): FEDERICO LOPEZ JUARBE Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
20-00927	10/16/2020	Claimant(s): Anita Brennan, Marina Tudela Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Elena G. Rodriguez Hearing Site: San Juan, PR
20-00444	09/04/2020	Claimant(s): Anita Brennan, Marina Tudela Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR