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FINRA Awards for George W. Harding

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0256506/30/2022Claimant(s): Kerri Jamison
Claimant Lawyers(s): Brian Luther
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): George W. Harding
Hearing Site: Phoenix, AZ
15-0162806/23/2017Claimant(s): David Sirvent
Claimant Lawyers(s): Richard A. Beran
Respondent(s): Chestnut Exploration Partners.
Respondent Lawyers(s): Mark A. Hendrix
Arbitrator(s): George W. Harding, Stephanie P. Lebhar, Garnett Sailor
Hearing Site: Phoenix, AZ
12-0042701/28/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Mary Cavanaugh-Marsh
Respondent Lawyers(s): Mark D. Chester
Arbitrator(s): George W. Harding
Hearing Site: Phoenix, AZ

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