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FINRA Awards for Jerold R. Babin

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0581504/18/2012Claimant(s): Richard Greene
Claimant Lawyers(s): Lawrence E. Skidmore
Respondent(s): Azlina Harun, Linnajo Dombroski, Principal Life Insurance Company, Princor Financial Services Corporation, Principal Financial Group
Respondent Lawyers(s): Charles E. Coleman, Linnajo Dombroski, Sheena Jain
Arbitrator(s): Michelle Judy Brant, Jerold R. Babin, Jeffrey M. Allen
Hearing Site: San Francisco, CA
07-0138309/08/2008Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Krittibas Ray
Respondent Lawyers(s): Alvin L. Fishman
Arbitrator(s): Mary Curran, Robert G. Miller, Jerold R. Babin
Hearing Site: San Francisco, CA

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