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FINRA Awards for Frank C. Fogl

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0181910/19/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Jeffrey Tock
Respondent Lawyers(s): Jeffrey Scott Tock
Arbitrator(s): Frank C. Fogl
Hearing Site: Cleveland, OH
09-0343004/15/2011Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Patrick Murray
Respondent Lawyers(s): W. Patrick Murray
Arbitrator(s): Jeffrey M. Bain, Truman M. Hogan, Frank C. Fogl
Hearing Site: Cleveland, OH
09-0156108/12/2010Claimant(s): James Tekavec
Claimant Lawyers(s): Neil D. Petkovic
Respondent(s): Frank Cunnane
Respondent Lawyers(s): Robert N. Rapp
Arbitrator(s): Frank C. Fogl, Harold Dean Tolbert, Ralph A. Beard
Hearing Site: Cleveland, OH
09-0619204/19/2010Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Noah D. Sorkin
Respondent(s): Mario Camillo
Respondent Lawyers(s): Mario J. Camillo
Arbitrator(s): Frank C. Fogl
Hearing Site: Buffalo, NY
08-0178512/23/2008Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Kenneth Cusse
Respondent Lawyers(s): Kenneth L. Cusse
Arbitrator(s): Frank C. Fogl, David L. Hoffberg, Catherine Grantier Cooley
Hearing Site: Buffalo, NY

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