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FINRA Awards for Albert Carpenter

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0110708/19/2020Claimant(s): Albert Carpenter
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley, UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Amanda B. Protess, Omar Perez, Trae D. Meyr
Arbitrator(s): David A. Schuler
Hearing Site: New Orleans, LA

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