12-03762 | 08/12/2014 | Claimant(s): Bridget Gipson, John Gaynoe Claimant Lawyers(s): David Luther Woodward, Marsha L. Lyons Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph C. Coates Arbitrator(s): Richard F. Dole, Onnig Hatchig Dombalagian, Richard Devlin Roussel Hearing Site: Houston, TX
| | |
12-01440 | 06/09/2014 | Claimant(s): Paul Westervelt, Tyler Kerrigan Claimant Lawyers(s): Peter B. Sloss Respondent(s): George Ball, William Sprague, Sanders Morris Harris Inc. Respondent Lawyers(s): Jack D. Ballard, James Fornari Arbitrator(s): Michael T. Nobile, Richard F. Dole, Allen M. Kerpan Hearing Site: New Orleans, LA
| | |
09-00364 | 11/09/2010 | Claimant(s): Investment Professionals. Claimant Lawyers(s): Joseph B. Alonso Respondent(s): Betsy Perryman, Matthew Marcom Respondent Lawyers(s): Royal Lea Arbitrator(s): Jerry C. Prestridge, Richard F. Dole, Charles A. Bankston Hearing Site: Houston, TX
| | |
08-00346 | 02/23/2009 | Claimant(s): Robert Drake Claimant Lawyers(s): Derek C. Anderson Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Felicity A. Fowler Arbitrator(s): James R. Augustine, W. Merrill Glasgow, Richard F. Dole Hearing Site: Houston, TX
| | |