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FINRA Awards for Albert D. Sturtevant

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0312304/30/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Gilbert W. Boyce
Respondent(s): Bruce Wall, David Mattia, Douglas Smith, George Dunn, Jeffrey Santos, Jeffrey Wagner, Lori Van Dusen, Peter Dunne, Richard Vankuren, Thomas Hawks, Winship Ross
Respondent Lawyers(s): Judd Spray, Marc Greenwald, Peter E. Calamari
Arbitrator(s): Robert Paulger Linn, Albert D. Sturtevant, Baunita M. Greer
Hearing Site: Washington, DC
06-0459703/06/2008Claimant(s): SunTrust Banks., SunTrust Capital Markets., SunTrust Investment Services.
Claimant Lawyers(s): David L. Balser
Respondent(s): Joshua Mazer
Respondent Lawyers(s): Foster S.B. Friedman
Arbitrator(s): Bonnie K. Wachtel, Albert D. Sturtevant
Hearing Site: Washington, DC

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