FINRA Awards for Walter Birkel

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Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-03410	07/12/2012	Claimant(s): Stephen Pattison Claimant Lawyers(s): Walter Birkel Respondent(s): BB&T Investment Services. Respondent Lawyers(s): Merrell B. Renaud Arbitrator(s): Paul A. Fischer, Jane C. Carney, Turna R. Lewis Hearing Site: Washington, DC
10-05160	11/18/2011	Claimant(s): Hang Bui Claimant Lawyers(s): Walter Birkel Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): David E. Strand Arbitrator(s): Joan M. Traub, Daniel P. Lund, Michael L.B. Kaplan Hearing Site: Newark, NJ