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FINRA Awards for Robert Loftus

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0296408/03/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Robert Loftus
Respondent Lawyers(s): James Halter
Arbitrator(s): Joan Caridi, Ann C. Northern, Bernard A. Friedman
Hearing Site: New York, NY
14-0004811/06/2014Claimant(s): Robert Loftus
Claimant Lawyers(s): Robert E. Loftus
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Matthew C. Plant
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
09-0504212/12/2013Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Mark J. Alonso
Respondent(s): Robert Loftus
Respondent Lawyers(s): Jeffrey L. Liddle
Arbitrator(s): Hugh N. Fryer, Joseph A. Forgione, Kenneth Paul Williams
Hearing Site: New York, NY

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