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FINRA Awards for Ted Romanos

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0310209/24/2009Claimant(s): Alberto Roque, Felipe Pazos, Patrick Grattan
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): RBC Dain Rauscher., RBC Capital Markets LLC
Respondent Lawyers(s): Carolyn Guy, Donald S. Arbour
Arbitrator(s): Roy B. Gonas, Norman L. Weiss, Ted Romanos
Hearing Site: Miami, FL
07-0272410/22/2008Claimant(s): RBC Dain Rauscher.
Claimant Lawyers(s): Gary Richard Irwin
Respondent(s): Wayne Sorokowski
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Arthur J. Leibell, Ted Romanos, William R. Alheim
Hearing Site: Boca Raton, FL

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