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FINRA Awards for Howard Braff

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0536603/08/2010Claimant(s): Howard Braff
Claimant Lawyers(s): Howard Braff
Respondent(s): Peter Downey
Respondent Lawyers(s): Peter David Downey
Arbitrator(s): Fern Sue Reidman
Hearing Site: New York, NY
08-0433504/22/2009Claimant(s): Howard Braff
Claimant Lawyers(s): Howard Braff
Respondent(s): Christopher Collins
Respondent Lawyers(s): Christopher Alfredo Collins
Arbitrator(s): Catherine Ladnier
Hearing Site: New York, NY
08-0111310/15/2008Claimant(s): Howard Braff
Claimant Lawyers(s): Howard Braff
Respondent(s): Peter Dunne
Respondent Lawyers(s): Howard E. Greenbert
Arbitrator(s): Robert E. Holley
Hearing Site: New York, NY

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