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FINRA Awards for Brian N. Smiley

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0335911/28/2012Claimant(s): VSR Financial Services.
Claimant Lawyers(s): Scott N Sherman
Respondent(s): Dave Duley
Respondent Lawyers(s): Brian N. Smiley
Arbitrator(s): Daniel E. Gulden, Cheryl A. Hooks, John F. O'Neill
Hearing Site: Atlanta, GA

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