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FINRA Awards for Leslie M. Greenspan

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0437412/18/2009Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Leslie M. Greenspan
Respondent(s): David McDowell
Respondent Lawyers(s): David T. McDowell
Arbitrator(s): Mark Sidell
Hearing Site: Boca Raton, FL
08-0018403/11/2009Claimant(s): George Wolfgang, Est. of George J. Wolgang by Linda Meyer
Claimant Lawyers(s): Peter S. Pearlman
Respondent(s): Leslie Shenkler
Respondent Lawyers(s): Leslie M. Greenspan
Arbitrator(s): Garrett J. Dombrowski, Anthony P. Connolly, Edith M. Novack
Hearing Site: Newark, NJ

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