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FINRA Awards for Joseph L. Gordon

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0349408/19/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Joseph L. Gordon
Respondent(s): Michael Climer
Respondent Lawyers(s): Michael Wayne Climer
Arbitrator(s):
Hearing Site: Charlotte, NC
13-0296605/15/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Joseph L. Gordon
Respondent(s): Greg Snider
Respondent Lawyers(s): Greg W. Snider
Arbitrator(s): Earle J. Schwarz
Hearing Site: Memphis, TN
12-0434907/26/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Joseph L. Gordon
Respondent(s): Lance Hubeny
Respondent Lawyers(s): Sarah Grimes
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ

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