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FINRA Awards for John K. Evans

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0317102/24/2021Claimant(s): Scott Eichel
Claimant Lawyers(s): Todd A. Gutfleisch
Respondent(s): NatWest Markets Securities Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Michael Jaffe, John K. Evans, Wallace Anthony Showman
Hearing Site: New York, NY
15-0127601/12/2016Claimant(s): Jerry Stroud
Claimant Lawyers(s): Frank J. Cuccio
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Sandra D. Parker, James S. Hazard, John K. Evans
Hearing Site: New York, NY
12-0180305/17/2013Claimant(s): Douglas Cornett
Claimant Lawyers(s): Jonathan Sack
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Sam Antar, Betty Chen, John K. Evans
Hearing Site: New York, NY

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