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FINRA Awards for Michael Gopie

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0243302/17/2021Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Raha Assadi
Respondent(s): Michael Gopie
Respondent Lawyers(s): Michael P. Gopie
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
15-0184311/23/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen P Gaster
Respondent(s): Michael Gopie
Respondent Lawyers(s): Michael P Gopie
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY

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