FINRA Awards for Carolyn V. Quadt

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01701	01/16/2015	Claimant(s): Richard Finelli Claimant Lawyers(s): Robert J. Girard Respondent(s): Eaton Vance Distributors. Respondent Lawyers(s): Robert A. Buhlman Arbitrator(s): Carolyn V. Quadt, Richard J. Stall, Russell T. Doe Hearing Site: Los Angeles, CA
13-02307	07/09/2014	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): James E. Murtagh Respondent(s): Richard Griswold Respondent Lawyers(s): Richard John Griswold Arbitrator(s): Carolyn V. Quadt Hearing Site: Los Angeles, CA