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FINRA Awards for Richard Lee Mansdoerfer

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0317406/29/2022Claimant(s): Daniel Michalow
Claimant Lawyers(s): Dustin Pusch
Respondent(s): Edward Fishman, Eric Wepsic, Julius Gaudio, Maximilian Stone, D.E. Shaw & Co., L.P.
Respondent Lawyers(s): Terri L. Chase
Arbitrator(s): Richard Lee Mansdoerfer, Jonathan Blank
Hearing Site: New York, NY
08-0463212/17/2009Claimant(s): Arjent Services, Arjent US
Claimant Lawyers(s): James H. Freeman
Respondent(s): Tejash Brahmbhatt
Respondent Lawyers(s): Tejash Brahmbhatt
Arbitrator(s): Hugh N. Fryer, Michael C. Farkas, Richard Lee Mansdoerfer
Hearing Site: New York, NY
08-0031907/06/2009Claimant(s): Christian Martin
Claimant Lawyers(s): Gregory Vidler
Respondent(s): Banc of America Securities LLC
Respondent Lawyers(s): Mark A. Nebrig
Arbitrator(s): Mary L. Merkle, Sandra J. Mullings, Richard Lee Mansdoerfer
Hearing Site: New York, NY
07-0260712/12/2008Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): Xiomara Corral
Respondent(s): Thomas Kilkenny
Respondent Lawyers(s): Thomas J. Kilkenny
Arbitrator(s): Mary Ellen Burns, Michael Peter Yahr, Richard Lee Mansdoerfer
Hearing Site: New York, NY

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