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FINRA Awards for Paul King

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0209005/20/2021Claimant(s): Kelley Slaught
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Paul King
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
20-0250602/23/2021Claimant(s): Stephen Bohan
Claimant Lawyers(s): Brian Luther
Respondent(s): Centaurus Financial., Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon, Paul King
Arbitrator(s): Mark Stuart Gurevitz
Hearing Site: Hartford, CT
17-0259705/30/2018Claimant(s): Peter Han
Claimant Lawyers(s): Owen Harnett
Respondent(s): Centaurus Financial., First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden, Paul King
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA

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