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FINRA Awards for Michael A. Kleinman

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0399310/17/2012Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Todd Hallquist
Respondent Lawyers(s): Gordon D. Gee
Arbitrator(s): Joseph D. Sheppard, Michael A. Rzewnicki, Michael A. Kleinman
Hearing Site: Kansas City, MO
06-0135011/27/2007Claimant(s): Barbara Kesterson
Claimant Lawyers(s): John L. Hampton
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Kathleen Dedenbach
Arbitrator(s): David A. Nixon, James A. Hayes, Michael A. Kleinman
Hearing Site: Kansas City, MO

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