FINRA Awards for Dennis S. Boxeur

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-03539	01/23/2023	Claimant(s): Alan Niemann Claimant Lawyers(s): William D. Kellen Respondent(s): Brian Heapps Respondent Lawyers(s): Spencer Smith Arbitrator(s): Dennis S. Boxeur, Mark C Watler, Diane Shafer Goldschmidt Hearing Site: Oklahoma City, OK
11-01681	08/27/2012	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fischer Respondent(s): Randall Fisher Respondent Lawyers(s): Leonard J. Meyer Arbitrator(s): Dennis S. Boxeur, Michael E. Nelson, Van R. Oliver Hearing Site: Wichita, KS