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FINRA Awards for ThinkEquity Partners LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0128603/25/2009Claimant(s): Michael Pickholz
Claimant Lawyers(s): Robert Heim
Respondent(s): ThinkEquity Partners LLC
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Robert Pincus, Marilyn J. Salzman, J. Julie Jason
Hearing Site: New York, NY

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