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FINRA Awards for John Arnold

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0169111/27/2020Claimant(s): Voya Financial Advisors.
Claimant Lawyers(s): Brian J Palmeri
Respondent(s): John Arnold
Respondent Lawyers(s): John Richard Arnold
Arbitrator(s): Bert P. Krages
Hearing Site: Seattle, WA
08-0289606/21/2010Claimant(s): John Arnold, Michael Johnston, Michael Mittman
Claimant Lawyers(s): Robert J. Girard
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Mark A. Levy, Bruce A. Davidson, Robert B. Hansohn
Hearing Site: Los Angeles, CA

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