| 11-01412 | 09/12/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Jeffrey F. Manzella
Respondent(s): George Messier
Respondent Lawyers(s): Mark S. Shipman
Arbitrator(s): Brian J. Dunn
Hearing Site: Hartford, CT
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| 11-01231 | 08/05/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey F. Manzella
Respondent(s): Lawrence Krogsdale
Respondent Lawyers(s): Lawrence Alfred Krogsdale
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
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| 10-03927 | 02/03/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey F. Manzella
Respondent(s): Michael Gill
Respondent Lawyers(s): Michael James Gill
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY
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| 08-04247 | 09/07/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey F. Manzella
Respondent(s): Bryan Ziencik
Respondent Lawyers(s): Gretchen E. Moore
Arbitrator(s): Rita E. Tholt, Neil H. Alexander, Justin Henry McCarthy
Hearing Site: Pittsburgh, PA
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| 09-06009 | 04/08/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey F. Manzella
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
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