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FINRA Awards for Andrew Aragona

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0058410/14/2010Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Andrew Aragona
Respondent Lawyers(s): Wayne Hartke
Arbitrator(s): Harold S. Stern, Richard Charles Hotvedt
Hearing Site: Boca Raton, FL
07-0293405/22/2008Claimant(s): Andrew Aragona
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wachovia Securities Financial Network
Respondent Lawyers(s): Patricia Morales Christiansen
Arbitrator(s): Dean R. Mielke, Les R. Campbell, Leon H. Tracy
Hearing Site: Ft. Lauderdale, FL

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