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FINRA Awards for Ross Carmel

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0171104/12/2019Claimant(s): Laidlaw & Company (UK) Ltd.
Claimant Lawyers(s): Ross Carmel
Respondent(s): John Marinaccio, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor, John Michael Marinaccio
Arbitrator(s): Mark S. Segal, Paul M. Friedman, Dani Schwartz
Hearing Site: New York, NY
09-0702101/13/2011Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ross Carmel
Respondent(s): Guido Alvarez
Respondent Lawyers(s): Guido J. Alvarez
Arbitrator(s): David Paul Clark
Hearing Site: Washington, DC
09-0639011/16/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ross Carmel
Respondent(s): Kenneth Williamson
Respondent Lawyers(s): Kenneth T. Williamson
Arbitrator(s): Patricia A. Renovitch
Hearing Site: Tampa, FL
09-0507511/04/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ross Carmel
Respondent(s): James Morse
Respondent Lawyers(s): James Grant Morse
Arbitrator(s): Michael S. Kozlow
Hearing Site: Boca Raton, FL

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