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FINRA Awards for Laurence Knowlton

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0075705/28/2021Claimant(s): Laurence Knowlton
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA

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