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FINRA Awards for Kenneth B. Orenbach

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0142407/06/2010Claimant(s): David Chappelle, Michael Healy
Claimant Lawyers(s): Louis L. Lesesne
Respondent(s): Bank of America Securities
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): M. Bruce Adelberg, James Edward Banks, Kenneth B. Orenbach
Hearing Site: Charlotte, NC
08-0383412/10/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Bradley Stipp
Respondent Lawyers(s): Fred B. Monroe
Arbitrator(s): Charles Glass Smith, Barry M. Cheren, Kenneth B. Orenbach
Hearing Site: Charlotte, NC
07-0248412/18/2008Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Stephan Day
Respondent Lawyers(s): Stephan T. Day
Arbitrator(s): Sidney L. Sussman, David P. McDuffee, Kenneth B. Orenbach
Hearing Site: Charlotte, NC

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