FINRA Awards for Jesup & Lamont Securities Corp.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-04389	12/03/2010	Claimant(s): Jeffrey Zage, Steven Zage, Financial Northeastern Securities. Claimant Lawyers(s): Steven R. Klein Respondent(s): Andrew Liebe, Eric Ratner, Evan Quinones, Gregory Taylor, Michael Kapp, Michele Giampietro, Phillip Auerbach, Jesup & Lamont Inc., Jesup & Lamont Securities Corp. Respondent Lawyers(s): Todd A. Zuckerbrod Arbitrator(s): Linda T. Pellegrino, Robert S. Getman, AnnMarie Miller Hearing Site: Newark, NJ
07-02962	04/06/2010	Claimant(s): Thomas Devere Claimant Lawyers(s): Adam Palmer Respondent(s): Peter McMullin, Robert Wasserman, Stephen Degroat, Empire Financial Group., Jesup & Lamont Securities Corp. Respondent Lawyers(s): Todd A. Zuckerbrod Arbitrator(s): Stan West, Karen Z. Fischer, Alvin Abraham Simon Hearing Site: Boca Raton, FL