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FINRA Awards for Timothy Lofton

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0211701/15/2021Claimant(s): Timothy Lofton
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Advisors Financial Network, UBS Financial Services Inc.
Respondent Lawyers(s): Deirdre Wolff, Omar Perez
Arbitrator(s): John C. Aten
Hearing Site: Cincinnati, OH

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