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FINRA Awards for Mutual Service Corporation

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0285206/14/2024Claimant(s): Kevin Kingston
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Mutual Service Corporation, Valmark Securities.
Respondent Lawyers(s): David Freniere, Neil D. Petkovic
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
19-0365007/29/2020Claimant(s): Thane Walton
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Mutual Service Corporation
Respondent Lawyers(s): David Freniere
Arbitrator(s): William Michael Samsel
Hearing Site: San Francisco, CA

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