Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
22-00519 | 05/18/2023 | Claimant(s): Michael Herman Claimant Lawyers(s): Martin M. Berliner Respondent(s): Securities America., Hunter Wyckoff, Matthew Cloutier, Michael Baum, Mutual of Omaha Investor Services. Respondent Lawyers(s): Derek C. Anderson, Gregory M. Curley, Martin M. Berliner, Trenten P. Bausch Arbitrator(s): Steven M. Feder, Mary C. Davis, K. Bruce Lang Hearing Site: Denver, CO | ||
11-04801 | 12/26/2013 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Jonathan Stoler Respondent(s): Daniel Mccormack, Wayne Roys Respondent Lawyers(s): Jonathan Stoler, Stephen D. Csajaghy Arbitrator(s): Steven M. Feder, Mari C. Bush, Robert Allen Dudley Hearing Site: Denver, CO |