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FINRA Awards for Laurel Littman Gothelf

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Displaying 41-43 out of 43 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0338810/30/2012Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Dermot Durnin
Respondent Lawyers(s): Dermot Durnin
Arbitrator(s): Douglas E. DeTata, Laurel Littman Gothelf, Thomas D. Reese
Hearing Site: San Francisco, CA
10-0182310/03/2011Claimant(s): Beverley Hylton
Claimant Lawyers(s): Beverley M. Hylton
Respondent(s): Edward Wedbush, Wedbush Securities Inc.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Las Vegas, NV
10-0077301/18/2011Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Kenneth Shaffer
Respondent Lawyers(s): Kenneth C. Shaffer
Arbitrator(s): Marlyn G. McClaskey, Laurel Littman Gothelf, Thomas D. Reese
Hearing Site: San Francisco, CA

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