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FINRA Awards for Steven Phillip Caplow

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0400003/28/2022Claimant(s): Kevin Stokesbary
Claimant Lawyers(s): Shannon McDougald
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): William J. Bender, Steven Phillip Caplow, Jane Ann McKenzie
Hearing Site: Seattle, WA

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