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FINRA Awards for Mark Sidell

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0285212/12/2011Claimant(s): Mark Sidell
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): David M. Levine, Will Murphy, Barry Rabinowitz
Hearing Site: Boca Raton, FL
09-0437412/18/2009Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Leslie M. Greenspan
Respondent(s): David McDowell
Respondent Lawyers(s): David T. McDowell
Arbitrator(s): Mark Sidell
Hearing Site: Boca Raton, FL
09-0085610/30/2009Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Amy E. Sparrow
Respondent(s): Erez Libschtein
Respondent Lawyers(s): Erez Libschtein
Arbitrator(s): Mark Sidell
Hearing Site: Boca Raton, FL
07-0313109/08/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Louis Gaudio
Respondent Lawyers(s): Louis M. Gaudio
Arbitrator(s): Lawrence M. Pitler, Mark Sidell, Paul Joseph McIntyre
Hearing Site: Boca Raton, FL

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