Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02257 | 02/17/2021 | Claimant(s): Michael McCrainie Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): John P. Cullem, Joan Stearns Johnsen, Mitchel Weiss Hearing Site: Jacksonville, FL | ||
| 09-05786 | 10/13/2011 | Claimant(s): Harley Kaplan, Beta Industries. Claimant Lawyers(s): Chesley Oriel Respondent(s): Timothy Shanahan, Compass Capital Corporation, Compass Securities Corporation Respondent Lawyers(s): David A. Conti Arbitrator(s): Joan Stearns Johnsen, William I. Carmen, Zenon Charles Tencza Hearing Site: Boston, MA | ||
| 06-05199 | 01/18/2008 | Claimant(s): David Maurice, Lois Carrier Claimant Lawyers(s): Jeffrey B. Kelvin Respondent(s): LPL fka Linsco/Private Ledger Corp. Respondent Lawyers(s): David J. Freniere Arbitrator(s): Joan Stearns Johnsen, John A. Morin, B. John Dill Hearing Site: Boston, MA |