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FINRA Awards for Robert M Lustig

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0562010/21/2011Claimant(s): Bruce Marks
Claimant Lawyers(s): Bruce W. Marks
Respondent(s): Cindy Deleo, Morgan Stanley DW Inc., Linda Cain, Timothy Adkins
Respondent Lawyers(s): Ronald H. Isroff
Arbitrator(s): Roger W. Van Deusen, Robert M Lustig, Daniel L. Bonder
Hearing Site: Cleveland, OH
09-0615403/24/2011Claimant(s): Kevin Afnan
Claimant Lawyers(s): Andrew A. Kabat
Respondent(s): Ameriprise Advisor Services., Ameriprise Financial Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Bert S Cliff, Ellen Holland Keller, Robert M Lustig
Hearing Site: Cleveland, OH

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