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FINRA Awards for Lance Roberts

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0366505/20/2019Claimant(s): Lance Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wunderlich Securities.
Respondent Lawyers(s): James T. Ritt
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
18-0250203/08/2019Claimant(s): Lance Roberts
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): Nelsonreid.
Respondent Lawyers(s): John Starks
Arbitrator(s): Frank M. Romano
Hearing Site: Houston, TX

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