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FINRA Awards for Preston Rosamond

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0073012/15/2023Claimant(s): Preston Rosamond
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): William Cavalier, William L. Cravens, John Gary Langford
Hearing Site: Dallas, TX
09-0262402/04/2011Claimant(s): Edward Jones
Claimant Lawyers(s): Michael J. Whellan
Respondent(s): Preston Rosamond, Summit Brokerage Services
Respondent Lawyers(s): Bogdan Rentea
Arbitrator(s): Edwin J. Tomko, Frances Johnson Wright, Jill M. Zacha
Hearing Site: Dallas, TX

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