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FINRA Awards for Shari B. Broder

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0084410/04/2013Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Jeffrey Wesson
Respondent Lawyers(s): Jeffrey Wesson
Arbitrator(s): Shari B. Broder
Hearing Site: Manchester, NH
11-0045701/25/2012Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Charles Kopp, III
Respondent Lawyers(s): Charles W. Kopp
Arbitrator(s): Shari B. Broder
Hearing Site: Hartford, CT
10-0186606/30/2011Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Pauline Sheedy
Respondent Lawyers(s): Peter F. Carr
Arbitrator(s): Shari B. Broder
Hearing Site: Boston, MA

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