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FINRA Awards for James Vincent Poma

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0216806/21/2016Claimant(s): Shane Grimaldi
Claimant Lawyers(s): Jonathan Sack
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): Kenneth Kirschner
Arbitrator(s): Cindy B. Eisenberg, Abigail J. Pessen, James Vincent Poma
Hearing Site: New York, NY
15-0060705/18/2016Claimant(s): Christopher Griffith, Gregory Martino
Claimant Lawyers(s): Christopher Griffith, Gregory Martino
Respondent(s): Darnell Deans, Franklin Ogele, Blackbook Capital LLC
Respondent Lawyers(s): Darnell Deans, Michael James Maloney
Arbitrator(s): Linda J. Baer, Theodore M. Davis, James Vincent Poma
Hearing Site: New York, NY

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