| 13-00200 | 07/15/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Pylar Pinkston
Respondent Lawyers(s): Pylar Siria Pinkston
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
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| 11-02651 | 06/19/2013 | Claimant(s): Southwest Securities.
Claimant Lawyers(s): Richard D. Pullman
Respondent(s): Bruce Lewin
Respondent Lawyers(s): Bruce Lewin
Arbitrator(s): Donald Vincent Enright, G. Maynard Green, C. Sumpter Logan
Hearing Site: Dallas, TX
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| 12-00413 | 02/05/2013 | Claimant(s): SII Investments.
Claimant Lawyers(s): Andrew Harris
Respondent(s): Kendall Lovett
Respondent Lawyers(s): Kendall Lovett
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
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| 12-02449 | 11/21/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Steven Satter
Respondent(s): Helen Devito
Respondent Lawyers(s): Helen Marie Devito
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
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| 11-04385 | 05/16/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Rachel Carp
Respondent(s): Jon Coleman
Respondent Lawyers(s): Jon Christian Coleman
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
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| 11-02750 | 02/15/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Patricia Tsipras
Respondent(s): William Schwind
Respondent Lawyers(s): William Alfred Schwind
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
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| 10-02566 | 12/07/2011 | Claimant(s): James Nunley
Claimant Lawyers(s): Mark A.J. Fassold
Respondent(s): EdgeTrade LLC, EdgeTrade., EdgeTrade.Com., Knight Capital Group., Knight Direct LLC
Respondent Lawyers(s): Jason Marlin
Arbitrator(s): Sheldon F. Schobert, G. Maynard Green, Edward J. Lynch
Hearing Site: Dallas, TX
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| 11-01231 | 08/05/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey F. Manzella
Respondent(s): Lawrence Krogsdale
Respondent Lawyers(s): Lawrence Alfred Krogsdale
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
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| 09-05259 | 03/23/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John C. Steele
Respondent(s): Mark Gardner
Respondent Lawyers(s): Mark Steven Gardner
Arbitrator(s): Bill H. Brister, G. Maynard Green, Larry N. Quinn
Hearing Site: Dallas, TX
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| 10-00783 | 08/19/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): James Miller
Respondent Lawyers(s): James R. Miller
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
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