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FINRA Awards for Hal F. Lewis

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0526102/15/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janell M. Ahnert
Respondent(s): Rosalyn Gray
Respondent Lawyers(s): Rosalyn Gray
Arbitrator(s): Thomas L. Maschmeyer, Hal F. Lewis, Mark A. Myers
Hearing Site: Memphis, TN
08-0191902/02/2009Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): Jimmie Thompson
Respondent Lawyers(s): Jimmie W. Thompson
Arbitrator(s): Hal F. Lewis
Hearing Site: Little Rock, AR

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