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FINRA Awards for Rey Deborja

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0336905/21/2021Claimant(s): Rey Deborja
Claimant Lawyers(s): Kartikey Pradhan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Gary A. Hooker, Thomas D. Reese, Keara Kelly Roethke
Hearing Site: San Francisco, CA
14-0210502/23/2015Claimant(s): Waddell & Reed
Claimant Lawyers(s): Carol Li
Respondent(s): Rey Deborja
Respondent Lawyers(s): Rey Dante Deborja
Arbitrator(s): Thomas C. McNally
Hearing Site: San Francisco, CA

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